TCM0078560 - Claims - work lists (VFs - 1 to 12): Verification Failures work list - Rule 9/10/11 - No PC, IS, JSA or ESA entitlement
Checklist
Before you follow this guidance, make sure
- you have the correct user roles to follow this guidance.
- you鈥檙e in the correct MU. Use TCM0322460 for the correct MU number.
Background
Customers receiving Pension Credit (PC), Income Support (IS), income-based Jobseeker鈥檚 Allowance (JSA(IB)) or income-related Employment and Support Allowance (ESA(IR)) are entitled to a maximum tax credits award.
An entry will be made on the Verification Failures work list where the information regarding any of these benefits on the tax credits computer differs from the information held by Department for Work and Pensions (DWP) or Department for Communities听(DfC).
Checks against the DWP/DfC听interface will take place every time there is a relevant change to the DWP/DfC听record or the tax credits claim.
Note: From October 2003, MIG cases were migrated to PC. However, the tax credits computer still refers to these cases as MIG.
Note: The tax credits computer records customers getting either JSA or ESA as getting JSA.
Note: The Verification Failures work list will always indicate that the failure is for customer 1 even if the failure is for customer 2. In a joint claim, you must also make enquires for customer 2.
Guidance
Note: When sending customer, staff or process data to another individual or team, make sure you follow the latest data security guidelines or contact the Data Guardian or Data Security Team for advice.
Step 1
If you鈥檙e dealing with a new work list item, go to Step 2.
If you鈥檝e written to the customer and are dealing with an expired action date or returned correspondence, go to Step 18.
If you鈥檝e set an action because you鈥檙e waiting for DWP/DfC听to make a decision on a claim and the action date has expired, go to Step 19.
Step 2
Access the Verification Failures work list. For how to do this, use TCM1000004听
- check whether you can continue to process the work list item. Follow the guidance in TCM0138020听
Note: When following TCM0138020, make a note of any messages in Household Notes that indicate the case has been affected by the four-week run-on process and the employment end or benefit start dates used have been changed.
then, if you can continue to process the work list item - go to Step 3.
Step 3
Check the reason for the verification failure. For how to do this, use TCM1000107.
If a verification failure rule 2, 4, 5 or 12 is shown (with or without any other rules), transfer the case to appropriate MU. Use TCM0322460 for the correct MU number. For how to do this, use TCM1000304.
Note: If there鈥檚 more than one failure rule shown, transfer in the priority order listed above.
If a verification failure rule 9, 10 or 11 is shown (with or without any other rules), go to Step 4.
Note: This doesn鈥檛 include rules 2, 4, 5 or 12. These should be transferred.
If there isn鈥檛 a verification failure rule 9, 10 or 11 shown but there is a rule 7, 3, 6 or 8 shown, transfer the case to appropriate MU. Use TCM0322460 for the correct MU number. For how to do this, use TCM1000304.
Note: If there鈥檚 more than one failure rule shown, transfer in the priority order listed above.
Step 4
Check the status of the claim. For how to do this, use TCM1000025.
If the status of the claim is 鈥楾erminated鈥�
- change the verification status of the failed claim. For how to do this, use TCM1000247听
- take no further action.
If the status of the claim is anything other than 鈥楾erminated鈥�, go to Step 5.
Step 5
Check the benefit history screens for all benefit interests displayed. For how to do this, use TCM1000454听
Note: Select JSA from the menu if the relevant benefit is either JSA or ESA.
- note any start, end and include from dates
- go to Step 6.
Step 6
Use the Access to DWP Data (ADD) system to check the customers DWP benefit details. For how to do this, use TCM1000014听
Note: For advice on how to use the ADD system, use the ADD manual.
- check every period of benefit awarded in ADD relevant to the start date of the tax credit award
- make a note of relevant benefits that have, or are being paid, and any start and end dates
- note if there is a partner shown or not
Note: This is shown in the ADD Relationship History screen. - check ADD for both customers on joint tax credit claim.
If ADD shows the same amount of JSA(IB) as JSA(C), or the same amount of ESA(IR) as ESA(C) and the total amount paid equals the same amount听
For example: JSA(C) is shown as 拢54.25, JSA(IB) is shown as 拢54.25 and the total amount of JSA paid is shown as 拢54.25.
- treat the customer as receiving JSA(C) or ESA(C)
- go to Step 8.
If ADD shows both JSA(C) and JSA(IB) or ESA(C) and ESA(IR) and the amount of the JSA(IB) or ESA(IR) is more than the JSA(B) or ESA(B)听
For example: JSA(C) is shown as 拢89.90 and JSA(IB) is shown as 拢90.00.
- treat the customer as receiving JSA(IB) or ESA(IR)
- go to Step 8.
If ADD shows the case is being handled clerically, go to Step 24.
Note: This is only if ADD indicates the case is fully maintained clerically. If ADD only shows a clerical adjustment, treat the customer as receiving the benefit details shown.
If ADD indicates that DWP hasn鈥檛 yet made a decision on the claim听
- refer the case to your TALLO
- go to Step 7.
Note: If you have access to CES, this may be used in addition to ADD for clarification.
If ADD shows information you are unclear about听
- refer the case to your TALLO
- go to Step 7.
If ADD shows any other information, go to Step 8.
Step 7
If the TALLO advises you that DWP have provided a date by which they expect to have made a decision on the claim听
- set an action date for the date provided on the 鈥榁erification Failures鈥� work list. For how to do this, use TCM1000008听
- transfer the case to the 鈥楤F鈥� MU. For how to do this, use TCM1000023听
- update Household Notes with standardised message HQ10 from TCM0160020. For how to do this, use TCM1000001听
- take no further action.
If the TALLO provides an explanation of the customers DWP benefits, go to Step 8.
If the case has been referred to the TALLO for any other reason or neither of the above circumstances apply, take the action advised by your TALLO.
Step 8
Compare the DWP details with the benefit details on the tax credits computer.
Note: The word 鈥榖enefit鈥� refers to a benefit that entitles the customer to a maximum tax credit award, unless stated otherwise.
If ADD shows an end date for a benefit that is in the future, go to Step 9.
If ADD shows contribution based JSA (JSA(C)) or contributions-based ESA (ESA(C)) and the tax credits computer shows JSA(IB) or ESA(IR), go to Step 10.
If the start date of the benefit on ADD differs to the start date of the benefit on the tax credits computer, go to Step 11.
If the end date of the benefit on ADD differs to the end date of the benefit on the tax credits computer, go to Step 11.
If ADD shows an end date for one benefit followed by the start date of another benefit, go to Step 12.
For example: the customer was getting IS this has ended and the customer is now getting JSA(IB).
If ADD shows one benefit and the tax credits computer shows a different benefit听
For example: ADD show JSA(IR) and the tax credit computer shows IS.
Note: ESA(IR) will always show as JSA on the tax credit system.
- correct the benefit details on the tax credit computer
- go to Step 21.
If ADD shows benefit details and no benefit is shown on the tax credit computer, go to Step 13.
If ADD doesn鈥檛 show any benefit and a benefit is shown on the tax credit computer听
- contact the customer to obtain any income or work details
- go to Step 14.
If ADD shows several periods of entitlement to benefits and the tax credits computer shows these or other benefits but the periods of award differ, go to Step 12.
Step 9
Note: The presence of a future end date indicates that DWP will review entitlement to benefit in the future and a new decision will be made. If this differs from the information on the tax credit computer, a new verification failure will be created.
If the only discrepancy between ADD and the information on the tax credits computer is the presence of a future end date, go to Step 24.
If ADD shows a future end and there are other discrepancies between ADD and the information on the tax credits computer听
- enquires shouldn鈥檛 be made concerning the future end date
- resolve the other discrepancies as instructed
- go back to Step 8.
Step 10
Check if the customer has reported income from Social Security benefits. For how to do this, use TCM1000249.
If the customer has reported a Social Security benefit figure, go to Step 21.
If the customer hasn鈥檛 reported a Social Security benefit figure听
- contact the customer to obtain a taxable Social Security benefit figure
- go to Step 14.
Step 11
Check the start date of the award. For how to do this, use TCM1000406.
If the start or end date (or both dates) on the tax credits computer are within 19 days of the relevant dates on ADD, go to Step 24.
If the benefit start date on the tax credits computer is the same as the start date of the claim and the benefit start date on ADD is earlier than the start date of the claim, go to Step 24.
If you noted a message in Household Notes earlier that indicated this was a four-week run-on case and the DWP/DfC听date is within the run-on period, go to Step 24.
If the start date or end on the tax credits computer differs by more than 19 days from the start or end date on ADD听
- contact the customer to obtain any income or work details for the period ADD indicates they weren鈥檛 receiving benefits
- go to Step 14.
Step 12
If the gap between the end of one benefit or period of entitlement and the start of another is 19 days or less
- correct the benefit details on the tax credit computer
- go to Step 21.
If the gap between the end of one benefit or period of entitlement and the start of another is more than 19 days or they are no longer entitled to benefit听
- contact the customer to obtain any income or work details for the period ADD indicates they weren鈥檛 receiving benefits
- go to Step 14.
Step 13
Check if work details are present. For how to do this, use TCM1000249.
If the customer has any work details present
- contact the customer for details of any changes of circumstance
- go to Step 14.
If the customer hasn鈥檛 any work details present
- enter the benefit details on the tax credits computer
- go to Step 21.
Step 14
Before contacting the customer, check linked work items to determine if there are any unprocessed change of circumstances. For how to do this, use TCM1000409.
If there are any unprocessed change of circumstances, go to Step 15.
If there aren鈥檛 any unprocessed change of circumstances, go to Step 16.
Step 15
Follow the guidance in TCM0054060 but don鈥檛 contact the customer at this stage
then
- return to this guidance.
If you have worked the unprocessed change of circumstances and resolved the discrepancies between the DWP information and the tax credits computer, go to Step 23.
If working the unprocessed change of circumstances hasn鈥檛 resolved the discrepancies between the DWP information and the tax credits computer or you can鈥檛 work the unprocessed change of circumstances without contacting the customer, go to Step 16.
Step 16
Contact the customer for the information you need to resolve the verification failure and if applicable any unprocessed change of circumstances. Follow the guidance in TCM0094080听
- inform the customer that we鈥檝e received information from DWP that indicates the benefit information on their tax credits claim is incorrect
- query any benefit start and end dates that the customer provides that don鈥檛 match the DWP information in ADD
- tell the customer that you will amend their tax credits award in line with the DWP information and if they believe the dates are incorrect they should contact DWP.
If the customer provides the information you need, go to Step 20.
If the customer can鈥檛 provide the information or you aren鈥檛 able to speak to them and this is the first time you鈥檝e attempted to contact them
- send the customer form TC664 requesting the information you need
- set an action date of 15 days in the future on the 鈥榁erification Failures鈥� work list. For how to do this, use TCM1000008听
- transfer the case to the 鈥楤F鈥� MU. For how to do this, use TCM1000023听
- update Household Notes with message HQ07 from TCM0160020. For how to do this, use TCM1000001听
Note: If there鈥檚 an unprocessed change of circumstances, you鈥檒l need to set an action date and transfer this item to the relevant BF MU. - take no further action.
If the customer can鈥檛 provide the information or you aren鈥檛 able to speak to them and they have previously been sent a form TC664 but they haven鈥檛 had a reminder form sent to them听
- send the customer reminder form TC1059 and a duplicate of form TC664 requesting the information you need
Note: If the customer has provided a partial response consider retuning the original TC664 with the unanswered questions highlighted or create a new TC664 for the missing information - set an action date of 15 days in the future. For how to do this, use TCM1000008听
- update Household Notes with message HQ08 from TCM0160020. For how to do this, use TCM1000001听
Note: If there鈥檚 an unprocessed change of circumstances, you鈥檒l need to amend the action date on this work list item. - take no further action.
If the customer can鈥檛 provide the information or you aren鈥檛 able to speak to them and they鈥檝e previously been sent a form TC664 and a reminder form TC1059, go to Step 17.
Step 17
If the information you requested was in relation to the verification failure only, go to Step 21.
If the information you requested was in relation to the verification failure and an unprocessed change of circumstances and the customer has provided enough information to process one of these, go to Step 20.
If the information you requested was related to the verification failure and an unprocessed change of circumstances and the customer hasn鈥檛 provided enough information to process either, go to Step 21.
Step 18
Check Household Notes, the details on the tax credits computer and any information received from the customer to determine if the customer has provided all the information requested and if any change of circumstances have been applied. For how to do this, use TCM1000067 and TCM1000249.
If the customer has provided all the information requested and the necessary changes of circumstances have been applied, go to Step 23.
If the customer has provided all the information requested but the necessary changes of circumstances haven鈥檛 been applied, go to Step 20.
If the customer has failed to respond to enquires or hasn鈥檛 provided all the information required, go back to Step 16.
Step 19
Use ADD to check if DWP/DfC听has made a decision on the customer鈥檚 benefit.
Note: For advice on how to use ADD, follow the ADD manual. For how to do this, use TCM1000014.
If a decision has been made and the benefit details have been updated, go back to Step 6.
If there isn鈥檛 a change to ADD
- contact your TALLO
- go back to Step 7.
Step 20
Update the customer鈥檚 award
- follow the relevant Changes guidance
then - return this guidance.
Note: You should use any work or income details provided by the customer, if the customer has gone from work in to benefit or off benefit in to work you should enter employment start and end dates in line with DWP benefit start or end dates unless the relevant tax credits guidance instructs you to enter an alternative date - for example, in four-week run-on cases.
If the changes have resolved the discrepancies between the DWP information and the tax credits computer, go to Step 23.
If the changes haven鈥檛 resolved the discrepancies between the DWP information and the tax credits computer, go to Step 21.
Step 21
Amend the tax credits computer to reflect the DWP benefit information.
Note: ESA or JSA must be entered as JSA.
Check the start date of the claim, you may have noted this earlier. For how to do this, use TCM1000406.
If the tax credit claim has differed from the DWP information continuously since the start date of the claim, and the customer has no ongoing benefit entitlement
- correct the tax credit claim by following the guidance in TCM0042160听
then - return to this guidance
Note: If, after following TCM0042260, you aren鈥檛 able to enter any of the DWP dates, apply the change from 6 April of the earliest unfinalised year. - go to Step 22.
If the tax credit claim differed from the DWP information at the start date of the claim but at a later date the customer became entitled to benefit, or the tax credit claim has differed from the DWP information after the start date of the claim听
- correct the tax credit claim by following the guidance in TCM0044260听
then - return to this guidance
Note: If, after following TCM0042260, you aren鈥檛 able to enter any of the DWP dates, apply the change from 6 April of the earliest unfinalised year. - go to Step 22.
Step 22
If the customer鈥檚 benefit details now reflect the customer鈥檚 current and historic DWP details as far as possible with reference to TCM0042260, go to Step 23.
If there are other periods of benefit entitlement that differ from DWP records
- enter the correct periods on the tax credit computer, follow the guidance in TCM0048100听
then - return to this guidance
Note: If, after following TCM0042260, you aren鈥檛 able to enter any of the DWP dates, apply the change from 6 April of the earliest unfinalised year. - go to Step 23.
Step 23
Check
- whether the Annual Declaration is 鈥榬eply required鈥� or 鈥榓uto renew鈥�. For how to do this, use TCM1000204
- the status of the renewal. For how to do this, use TCM1000153.
If the change you鈥檝e made relates to PY and the S17 notice is 鈥楢uto Renew鈥� and PY is not finalised
- mark the S17 notice as 鈥榥ot served鈥�. For how to do this, use TCM1000103听
- issue SEES letter TC1119, advising the customer that they鈥檒l shortly receive an Annual Review form TC603R and Annual Declaration TC603D to check and reply to
- go to Step 24.
If the change you鈥檝e made relates to PY and the S17 notice is 鈥榬eply required鈥� or PY is finalised, go to Step 24.
If the change you鈥檝e made relates to CY only, go to Step 24.
Step 24
Change the verification status of the failed claim. For how to do this, use TCM1000247听
- update Household Notes with the appropriate message from TCM0160020. For how to do this, use TCM1000001听
听- HQ01 - DWP start or end dates, or both dates, are within 19 days of the equivalent dates on the tax credits computer
- HQ14 - DWP case is being handled clerically
- HQ09 - Benefit start date on the tax credits computer is the same as the start date of the claim and the DWP start date is earlier
- HQ13 - Benefit start date on the tax credit computer differs due to the four-week run
- HQ12 - DWP shows a future end date
- HQ04 - DWP shows contribution based benefit and the tax credits computer showed income related benefit
- HQ06 - Customer was never in receipt of benefit and you have amended the tax credit system to reflect this
- HQ02 - You have amended the tax credits computer to reflect the customer鈥檚 correct DWP benefit entitlement
- SW28 - You have amended the S17 notice as 鈥榥ot served鈥� and issued letter TC1119 to the customer
- go to Step 25.
Step 25
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Step 27
If you have obtained any information from the customer or DWP on form TC648 or TC664听
- send the documents to storage, follow the guidance in TCM0074140听
- go to Step 28.
If you haven鈥檛 had information from the customer to resolve the verification failure or any change of circumstance, go to Step 28.
Step 28
If there was an unprocessed change of circumstance for the customer and they failed to reply to your enquiries in relation to this, follow TCM0054060 from step 22 onwards.
If the customer didn鈥檛 have an unprocessed change of circumstances or they did have one and provided the information to process it, take no further action.
听